Grenier D. (2000)
Learning proof and modeling. Inventory of Teaching Practice and New Problems.

Contribution to: Paolo Boero, G. Harel, C. Maher, M. Miyazaki (organisers) Proof and Proving in Mathematics Education. ICME9 TSG 12. Tokyo/Makuhari, Japan.

  
I. Elements of ecology of proof practice

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We will give here some elements about the ecology of proof practice in recent French official programs and textbooks corresponding to school levels where proof is a " sensible object " in France - 4th, 3rd and 2nd classes (13-16 year old pupils).

I.1. In the official French programs

The excerpt below of some directives concerning French programs for 4th and 3rd classes (still in effect today) shows the intention to grant a genuine place to proof practice as well as to the activity of writing proofs.

" The deepening of the already acquired concepts, the training to deductive reasoning are led in the spirit of the former classes,without systematic rebuilding and in connection with new situations, in order to develop the abilities of discovery and conjecture as much as proving. The pupils will be involved to exercise their ability to write, but the premature requirement of reaching a formalization will be avoided [...] "

This point of view is confirmed in the comments of the programs of 2nd class (BO n° 20, May 90), under the heading " Scientific education " :

" The capacities of experimenting and reasoning, the imagination and critical analysis, far from being incompatible, must be developed on : to formulate a problem, to conjecture a result, to test on examples, to construct a proof, to implement theoretical tools, to put a solution in shape, to control the results obtained , to evaluate their relevance according to the problem raised, are just different steps of a single mathematical activity. In this context, the clarity and accuracy of the reasoning, the quality of the written and oral expression constitute significant objectives. However, acquiring the expertise of reasoning and of mathematical language must be placed in a perspective of progress; one will thus keep from any premature requirement of formalization, either for statements or for proofs. In particular, the vocabulary and the notation are not imposed a priori; they are introduced in the course of the teaching process according to a criterion of utility. "

The official programs clearly offer a real possibility for a scientific work with the students on the objects related to proof practice : conjecture, modeling, refutation. We will examine now how these recommendations are transposed in textbooks which correspond to these programs.

I. 2. The status of proof in the textbooks

A study of some textbooks for 4th to 2nd classes leads us to make two remarks.

1. The proof issues are primarily (not to say exclusively) concentrated in geometry. This state of things is well known and has been largely considered in didactic articles on proof practice. We can reasonably make the assumption that a consequence of this fact is that the proof is built with very particular characteristics related to the choice of geometry as a subject.

2. The aspects of proof arguing and proof writing proposed in these textbooks are not those of the official programs : they are more interested in writing the proofs rather than mastering the arguments.

Let us justify thess assertions, by describing the forms under which proof seems to exist in these textbooks. We classify them in three types.

1st type : observation --> proof --> validation (?) by observation

First of all, the property to be proven or shown either is explicitly given, or is to find from an activity of observation of figures. This scheme is traditional : pupils are asked to construct lines, points, circles etc..., then to observe the figure, to locate certain objects and the properties of these objects. Those are obvious, even on a quickly constructed figure.
   Example (drawn from Mathématiques, 2nde, édition 1990, Nathan) : in a paragraph " observe and show ", the only one of this textbook concerning explicitly proof arguing or writing, one finds five problems all built in the same way. After the description of a figure to be constructed, one can read :

" a. Observe the figure; find parallel lines, middles, parallelograms.
  b. Prove the results of your observations. "

or

" a. Observe the figure and state some visible properties.
  b. Prove the properties observed. ".

It is thus a question of proving something which is sufficiently visible so that one is assured that any construction made by pupils " shows it ". Moreover, when the proof has been produced, pupils are invited to control the result of his proof through a visit back to the figure. Let us quote " Maths 4ème, Collection M classique Hachette 1979 ", in the Teacher's book, Chapter 3, p.36-37 :

" [...] " To draw a figure " means : " Reflect by a drawing the situation considered ". This figure is only a visual aid which helps you to argue, but not to establish what you are asked to prove. You can then check on this figure if the conclusion of your proof is in good conformity with the graphic observation. "

One can legitimately wonder about the validity of this check : if the property is conjectured from the figure that has been drawn, any conclusion is necessarily in conformity with the figure !

2nd type : proof = " formal " proof

In glossaries which can be found at the end of some textbooks, the term " proof " sometimes appears. Here an example of a mini-dictionary (Deledicq, 3ème, 1993) :

" A proof is a succession of sentences showing how starting from assumptions (regarded as true) one can arrive logically to a conclusion based on properties on which everyone would then agree. In mathematics, at the Collège level, these properties are those which are written in mathematics textbooks. "

The proof is often the object of discourses intended to introduce or explain its utility or its need. The activity of proving is in general reduced to a work of formulation and to the implementation of writing techniques. Thus, for example, one reads, in the collection " Perspectives Mathématiques, 2nde, Hachette " 1990, p.10 :

"Proving:
Finding the solution to a problem is not a riddle. An assertion without proof has no value. A proof consists of the application of known theorems or properties considered as true in the statement (assumptions), or in the application of rules of reasoning. While writing the details of a proof, one must show the sequence of arguments and hypotheses. For this, linking words (thus, because, since, it follows, etc...) are to be used. Examples of use of such words or such formulations appear in the whole textbook, in particular in the examples hereafter, where we indicated the progress of the argumentation for exercises having already been the subject of examples above. "

These two examples are remarkable by their presentation : the words in boldface characters in the two proofs (10 lines each) are exclusively " note ", " by definition ", " since ", " it follows ", " i.e. ", " consequently ", " one obtains ", " one recognizes ". Even if these words of course play a significant role in the structure of a proof, the fact that they are the only one to be highlighted illustrates quite well the distance between the status of the proof in school programs and its status in the textbooks. The proof practice tends to be reduced to its aspect of writing details, the explicit Didactical Contract for pupils merely consists of recognizing and use formulations and words which will be regarded as significant in proof training.

3rd type : for each property, a specific method of proof

The " methods to prove " or show often constitute titles of paragraphs or headings, just as for calculation, construction, reasoning, etc. They seem to be contextualized techniques, closely related to concepts or properties, and are almost all geometrical. This choice, which consists in associating with each task a particular technique, produces an extreme effect of dividing knowledge into sparse parts. Here are some illustrations.

In " Maths Magnard, 3ème, 1989 " in an index of methods which recapitulates the methods seen in the textbook, one finds in particular :

" " How to " :
- show that a triangle is a rectangular triangle [... ]
- show that a quadrilateral is a parallelogram [... ]
- show that two lines are parallel [... ]
- show that points are on a same circle [... ]
- show that a line is perpendicular to a plane [...]. "

The textbook produced by IREM Strasbourg for class of 4ème suggests in several places scattered regularly through the book, " keys to show that... ". These keys all are connected to very specialized geometric or algebraic properties. For example, here is the exhaustive list of keys proposed p.244 and following -- on which we will refrain from making any additional comment :

" three points are aligned / points are on a same circle / a point is the middle of a segment / two segments have equal lengths / two lines are perpendicular / two lines are parallel / three lines are concurrent / two angles have the same value / a line is the mediatrix of a segment / a line is the bisecting line of an angle / a triangle is isosceles / a triangle is equilateral / a triangle is rectangular / a quadrilateral is a parallelogram / a quadrilateral is a rectangle / a quadrilateral is a rhombus / a quadrilateral is a square. "

In addition, the 4th chapter " rules of the game for deduction in geometry " specifies in a clear way the proof contract to be used in class.
   This " game of deduction " is again repeated in the textbook of the same authors for the 3rd class (1992), in chapter 2, " proofs : a further tool, the use of vectors. ".
   We make the assumption that this division creates a relation to proof where the place of truth and falsity is minimized.

The particular case of the Deledicq textbook, " Faire des mathématiques " (Hachette 1993, 3rd class) which attempts to approach conjectures and argumentation, only confirms in fact the difficulty of implementing proof practice and keeping it alive. Indeed, the headings " justify and argue ", which contain the subentries :

" show an equality " (p.90)
" write a proof in algebra " (p.111)
" distinguish the assumptions and the conclusion " (p.131)
" write a proof in geometry " (p.166)

are all written in such a way that the real stakes are found in the Didactical Contract, finally very far from the activities related to conjectures or proofs.
   For example, in " distinguish the assumptions and the conclusion " (p.131), the assumptions are described as given properties, the conclusion is said to be a new property, the work of pupils is " to justify this conclusion by a reasoning ", which must show " precisely why the conclusion is an obligatory consequence of the assumptions. "
   The exercises which follow are stated " to train pupils to make the list of hypotheses and locate the conclusion to which the exercise is supposed to lead them. ".
   A class of problems where strategies of proof could be implemented consists of optimization problems. However these problems are either absent or are relegated in headings specifically devoted to research. And even then, the research problem is rather strongly guided.
   Let us give for example, in " Nathan 2nde 1990 ", problem 41 (p. 307) under the heading " more research ", entitled " a traditional problem : find the optimal path ". The problem starts as follows :

" The problem of searching an optimal path in Geometry is quite difficult. Such problems are generally solved in a simpler way by using results of Analysis. But with the indications given here, the problems which are posed are feasible. "

Follows the text of the problem :

" D is a line, A and B are two points located outside D and in the same half-plane delimited by D. A' is the reflection of A with respect to D. Find a point M located on D so that the sum AM+BM is minimal. "

We will make only one comment : the difficult part of the problem of minimality is evacuated by the (obvious) indication that the reflection A' of A with respect to D is to be used. The mathematical problem is closed !

In conclusion, the proof practice - for 13-16 years students - seems to live primarily in the field of geometry and under two forms :

- simple deductive reasoning (with a small number of steps), based on the use of statements or theorems from the theoretical part of the course,

- writing proofs, with more attention given to language and syntax rather than to logic and semantics.

Pupils are supposed to learn how to pass from hypotheses which are stated and recognized as true to a conclusion which is either stated, or more or less obvious and to be found (from experimentation and observation).
   In the official schoolbooks directives, there is no place for the stake of truth, nor for the conjectures : it is explicitly said that one should use only the properties given in the course or additional properties from a given list. In addition, there is very little room, in the textbooks, for the activity of modeling - which a large part of the proving activity -, even though programs mention its importance.

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